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issuers considerationscash flows issuers may consider the period for which the funds are required and try to spread the borrowings in a way to
types of financial assetsmajority of financial assets used worldwide are in the form of deposits stocks and debtdepositsdeposits can be made either
financial assetsfinancial assetsinstruments represent the financial obligations that arise when the borrower raises funds in the financial market in
globalization of the financial marketsthere are many economies in the world that have opened their gates for foreign participants and companies
interlinkage in the financial markets - common featuresthe interlinkage present in the financial markets is essentially due to the fact that all
market efficiencythough there are various markets present in the financial system the ease with which the transfer of funds take place depends on the
financial marketbeing entrusted with different functions having macro level implications on the nations economy the financial system tries to fulfill
financial systemthe economic development of a nation is reflected by the progress of the various economic units broadly classified into corporate
exchange requirementsto ensure money supply some central banks require some or all of its foreign exchange receipts generally from exports be
central bankthe central bank is the nations principal monetary authority responsible for the monetary policy of the country it regulates money supply
legal frameworkasic in order to equip itself with its wide-ranging functions is empowered with additional resources and new legislative powers
consumer advisory panel cap of asicit was established in 1998 its role is to advise asic on current consumer protection issues and give feedback on
working of asicasic as an independent government body enforces and regulates company and financial services laws to protect consumers investors and
objectives and functions of asicthe objective of asic is to ensure the confident and informed participation of consumers in the financial system to
australian securities and investment commissionthe australian securities and investment commission asic is an independent government body established
securities exchange act of 1934with this act the congress created the securities and exchange commission the act empowers the sec with broad
working of secthe sec supervises the main members in the securities world including securities brokers and dealers securities exchanges investment
investors use two management strategies to manage their fixed income portfolios they adopt either active management strategy or passive
securities and exchange commission of usain the united states securities industry is regulated by the united states securities and exchange
arrow as an fsas risk based approach to regulationarrow stands for advanced risk-responsive operating framework in january 2000 fsa set out a
working of fsathe fsa board is responsible for the management of fsa it is appointed by the treasury it consists of a chairman a chief executive
principles of good regulationwhile performing its functions the fsa needs to take into account certain matters which are termed the lsquoprinciples
objectives of financial services authorityfsma provides four statutory objectives to fsa they aremarket confidence maintaining confidence in the
aims of fsathe aim of fsa is to promote efficient orderly and fair markets and to help retail consumers to get a fair deal in fact fsa has set out
the financial services authority in the united kingdomthe financial services authority fsa in the united kingdom uk is the financial watchdog it is a