PLEASE INCORPORATE YOUR ANSWERS TO THE GIVEN KEY ANSWERS.
1. How would you monitor your compliance management program and who would be responsible for ensuring this compliance?
2. What other staff would need to be involved in the establishment of the compliance management program?
3. What staff members would be involved in the monitoring of the compliance management system?
4. How often should you conduct reviews of the compliance management system and what other staff members would be involved and how?
5. What reports would you be required to prepare to review the compliance management system in accordance with established procedures and any statutory or other compliance obligations?
6. How is non-compliance with the Compliance Policy dealt with?