What must a financial services provider disclose to client


Problem: Which of the following must a financial services provider disclose to the client in terms of the General Code of Conduct? i. A trip to Mauritius from the product supplier if he concludes the sale. ii. His shareholding in AA Ltd, the product supplier. iii. His remuneration for the transaction. iv. The client's monetary obligations. (i), (ii), (iii) and (iv) (i), (ii) and (iii) only (i), (iii) and (iv) only (ii) and (iv) only

 

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Accounting Basics: What must a financial services provider disclose to client
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