What is requirement after an rr first gets registration, Finance Basics

What is requirement after an rr first gets registration

Problem

What is 30 month requirement after an RR first gets registration?

• open at least 100 new accounts.

• Registered Representatives dealing with retail customers (other than a Registered Representative dealing in mutual funds only) must successfully complete the Wealth Management Essentials (WME) course within 30 months after his or her approval.

• Complete PFP or CFP course d. collect at least 5 million new assets from clients.

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Finance Basics: What is requirement after an rr first gets registration

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