Question 1: Illustrate government securities? What norms are followed as issuing it?
Question 2: Describe the salient features of securities contracts (Regulation) Act 1956.
Question 3: Write a vital note on depositories under the depositories Act 1996.
Question 4: Describe SEBI guidelines for Euro-issues.
Question 5: Describe SEBI guidelines for foreign institutional investors.
Question 6: Write a note on about SEBI guidelines for the securities lending scheme.
Question 7: Describe SEBI guidelines for the merchant bankers.
Question 8: Examine the regulation of SEBI for prohibition of fradulent and unfair trade practices relating to the securities markets.
Question 9: Bring out the NBFC acceptance of public deposits (RBI) directions made in the year 1998.
Question 10: Write brief notes on any two:
a) Venture capital funds.
b) Portfolio managers.
c) Debenture trustees.
d) Stock brokers.