The Sarbanes-Oxley Act (SOX).
Address the given:
Problem 1: Consider whether the implementation of the Sarbanes-Oxley Act supports ethical behavior. Specifically, address Title 3 of SOX and whether you think SOX worked for financial institutions in the recent financial crisis.
Problem 2: Do you think regulations work to maintain an ethical environment, or do you think people are the central drivers of creating ethical cultures? Explain.