Provide investment advice


Problem: Nkonki Securities is requested by a new client, ABC Bank, to provide investment advice. Nokonki as an authorised user must: i. Render securities services with due care, skill and diligence. ii. Behave in such a way that the objects of the Act are furthered. iii. Seek information about the client's financial situation, needs and objectives. iv. Conduct an analysis of the information to identify securities that will suit the client's risk profile. (i), (iii) and (iv) only (i), (ii) and (iii) only (i) and (ii) only (iii) and (iv) only

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Accounting Basics: Provide investment advice
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