Problem regarding the investment advice


Question: A client is dissatisfied with the investment advice he has received from his Investment Advisor (IA) over the course of a year. The client believes that many investment recommendations have been unsuitable, given his objectives. He files a complaint with the IA's firm but the firm does not take action. What right does the client have in resolving the dispute? Rescission Arbitration CIPF coverage All of the above.

 

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Other Subject: Problem regarding the investment advice
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