1. Mutual funds must publicly disclose all of the following except:
a. Their proxy voting policies and procedures.
b. the results of an individual investors proxy vote
c. The proxy votes cast throughout the year
d. How they manage conflicts of interest with regard to voting proxies
2. Which of the following is not an advantage of an ETF?
a. daily redemption at NAV
b. no minimum investment
c. tax efficiency
d. a broad set of investments