Question 1: Per the PCAOB, how long does the audit firms have to retain the audit papers/records?
Question 2: What is the "rest period" of the firm if a member of the audit engagement team becomes CEO or CFO (or leading financial positions) of the client?
Question 3: If the SEC finds the officers of the company "unfit", what can it do?
Question 4: While under investigation the SEC can do what to the corporate officers?
Question 5: The Dodd Frank Act of 2010 expanded the PCAOB to oversee audits of whom? (3 groups)