Problem:
Securities such as equities, debt and other investment issues are subject to the scrutiny of many Regulatory bodies and Laws. These affect investment instruments from there initial issue and through the life of the instrument right through when they are terminated via an acquisition or bankruptcy.
The problem is that these regulatory bodies comprise both governmental and trade organizations. In addition their roles and responsibilities vary.
This solution is a comprehensive overview of these regulations and laws. It permits the student to quickly obtain both an awareness of and and an understanding of these laws and regulations.