1. A "Western-style" underwriting is also know as which of the following?
A. a firm underwriting
B. a non-syndicated underwriting
C. a best-efforts underwriting
D. a self-underwriting
2. By given the trading symbol AON. On what exchange is that company's stock traded?
A. Nikkei
B. AMEX
C. NYSE
D. NASDAQ
3. By given the trading symbol AON. According to Yahoo! Finance, the "Forward Dividend" the company is paying is $ .
4. You called your broker and told him, "Buy 500 shares of TGT at 61.50 or better." You have just placed...
A. a market order
B. a limit order
C. a market limit order
D. a limit market order
5. At the end of class on Thursday, October 19, you were given the trading symbol of a company. Based on the risk measure in the Yahoo! Finance screen for this company's stock, which of the following would best characterize the risk of this company's common stock?
A. very low risk
B. somewhat low risk compared to the market
C. slightly higher risk than the market
D. very high risk