Explain the regulatory Protection of Investors
Explain the regulatory Protection of Investors?
Expert
The major purposes of securities legislation are to prevent and punish fraudulent practices in the securities industry and to require full disclosure of financial information to prospective buyers of shares and bonds offered for the first time to the public. These objectives are accomplished by registering or licensing those engaged in various aspects of the securities business, by requiring the issuer of securities to the public to file a prospectus with the securities commission, and by imposing continuing disclosure requirements.
Current investors are also protected by a complicated set of statutes dealing with corporate reorganization, mergers, and winding up.
1. GML owns 92% of the issued shares in Explorer Ltd. The remaining 8% of the shares are held by five individuals, including a Mr Owen who owns 0.5% of the issued shares. Mr Owen is a high profile individual who has at times been critical of the Chinese government’s activities in the South China
Illustrate Intentional torts?
What are the factors that affect the duty of care?
Explain the broad categories of external obligations corporations?
Explain the Bankruptcy and Insolvency Act?
Illustrate what do you mean by Vicarious Performance?
When the Sale of Goods Act will apply, if the contract is for sale of goods?
What are the different sources of Law?
Explain secured transactions?
What do you mean by Electronic Banking?
18,76,764
1938794 Asked
3,689
Active Tutors
1455270
Questions Answered
Start Excelling in your courses, Ask an Expert and get answers for your homework and assignments!!